Falsification Of The Atmospheric CO2 Greenhouse Effects Within The Frame Of Physics
By Gerhard Gerlich and Ralf D. Tscheuschner
Full paper, 114 pages, 1.54MB at
http://arxiv.org/PS_cache/arxiv/pdf/0707/0707.1161v4.pdfThis approved non-technical summary by Hans Schreuder, 24 June 2008
“The authors express their hope that in schools around the world the fundamentals of physics will
be taught correctly, not by using shock-tactic 'Al Gore' movies and not misinforming physics
students by confusing absorption/emission with reflection, by confusing the tropopause with the
ionosphere and by confusing microwaves with shortwaves.”
Abstract
The atmospheric greenhouse effect, an idea the authors trace back to the traditional works of
Fourier 1824, Tyndall 1861 and Arrhenius 1896, but which is still supported in global climatology,
essentially describes a fictitious mechanism by which a planetary atmosphere acts as a heat pump
driven by an environment that is radiatively interacting with but radiatively equilibrated to the
atmospheric system.
According to the second law of thermodynamics such a planetary machine can never exist.
Nevertheless, in almost all texts of global climatology and in widespread secondary literature it is
taken for granted that such a mechanism is real and stands on a firm scientific foundation. In this
paper the popular conjecture is analyzed and the underlying physical principles clarified.
By showing that
(a) there are no common physical laws between the warming phenomenon in glass houses and
the fictitious atmospheric greenhouse effects,
(b) there are no calculations to determine an average surface temperature of a planet,
(c) the frequently mentioned difference of 33 °C is a meaningless number calculated wrongly,
(d) the formulas of cavity radiation are used inappropriately,
(e) the assumption of a radiative balance is unphysical,
(f) thermal conductivity and friction must not be set to zero,
the atmospheric greenhouse conjecture is falsified.
Introduction
Recently, there have been lots of discussions regarding the economic and political implications of
climate variability, in particular global warming as a measurable effect of an anthropogenic, i.e.
human-made, climate change. Many authors assume that carbon dioxide emissions from fossil-fuel
consumption represent a serious danger to the health of our planet, since they are supposed to
influence climate, in particular the average temperatures of the surface and lower atmosphere of
the Earth. However, carbon dioxide is a rare trace gas, a very small part of the atmosphere found
in concentrations less than 0.04 volume percent.
Among climatologists, in particular those affiliated with the Intergovernmental Panel of Climate
Change (IPCC), there is a “scientific consensus" that the relevant climate mechanism is an
atmospheric greenhouse effect, a mechanism heavily reliant on the presumption that radiative heat
transfer dominates over other forms of heat transfer such as thermal conductivity, convection,
condensation, et cetera. Supposedly to make things more precise, the IPCC introduced the notion
of radiative forcing, tied to an assumption of radiative equilibrium.
However, as countless examples in history have shown, “scientific consensus" bears no
resemblance whatsoever to scientific validity. “Consensus" is a political term, not a scientific one.
From the viewpoint of theoretical physics, a radiative approach to the atmosphere — using physical
laws such as Planck's and Stefan-Boltzmann's, which only have a limited range of validity —
definitely fails to intersect with atmospheric dynamics and must be questioned deeply.
In other words, applying cavity radiation formulas to the atmosphere is sheer nonsense.
Global climatologists claim that the Earth's natural greenhouse effect keeps it 33°C warmer than it
would be without trace gases in the atmosphere. 80 percent of this warming is attributed to water
vapor and 20 percent to the 0.0385 volume percent of CO2. If CO2 exhibited such an extreme
effect, however, this would show up as a thermal conductivity anomaly even in an elementary
laboratory experiment. Carbon dioxide would manifest itself as a new kind of 'super-insulation,'
wildly violating the conventional heat-conductivity equation.
Such anomalous heat transport properties never have been observed in CO2, of course.
The influence of CO2 on climate was discussed thoroughly in a number of publications that
appeared between 1909 and 1980, mainly in Germany. The most influential authors were Möller,
who also wrote a textbook on meteorology, and Manabe. It seems that the combined work of Möller
and Manabe has had a significant influence on the formulation of modern atmospheric CO2
greenhouse conjectures. In a very comprehensive report from the US Department of Energy (DOE),
which appeared in 1985, the atmospheric greenhouse hypothesis was cast into its final form and
became the cornerstone in all subsequent IPCC publications.
Of course, although the oversimplified picture drawn by IPCC climatology is physically incorrect, a
thorough analysis might reveal some non-negligible influence of certain radiative effects (apart
from sunlight) on the weather and hence on its local averages, the climate, which could be dubbed
a CO2 greenhouse effect. But then, even if the effect is claimed to serve only as a genuine trigger
of a network of complex reactions, three key questions would remain:
1. Is there a fundamental CO2 greenhouse effect in physics?
2. If so, what is the fundamental physical principle behind this CO2 greenhouse effect?
3. Is it physically correct to regard radiative heat transfer as the fundamental mechanism
controlling the weather, setting thermal conductivity and friction to zero?
In the language of physics an effect is a not-necessarily evident but reproducible and measurable
phenomenon together with its theoretical explanation. Neither the warming mechanism in a glass
house nor the supposed anthropogenic warming is an "effect" in this sense of the definition:
• In the first case (a glass house) one encounters a straightforward phenomenon.
• The second case (the Earth's atmosphere) one cannot measure directly, rather, one can
only make heuristic calculations.
Explaining the warming mechanism in a real greenhouse is a standard problem in undergraduate
courses, in which optics, nuclear physics and classical radiation theory are dealt with.
The atmospheric greenhouse mechanism is a conjecture that can be proved or disproved by
concrete engineering thermodynamics. Exactly this was done many years ago by an expert in this
field, namely Alfred Schack, who wrote a classical textbook on the subject. In 1972 he showed that
the radiative component of heat transfer by CO2, though relevant in combustion chamber
temperatures, can be neglected at atmospheric temperatures.
CO2's influence on the Earth's climate is definitively immeasurable.
The warming mechanism in real greenhouses
For years, the warming mechanism in real greenhouses, designated “the greenhouse effect", has
been commonly misused to explain the conjectured atmospheric greenhouse effect. In school
books, in popular scientific articles, and even in high-level scientific debates, it has been stated that
the mechanism observed within a glass house is similar to anthropogenic global warming.
Meanwhile, even mainstream climatologists admit that the warming mechanism in real glass houses
must be strictly distinguished from the claimed CO2 greenhouse effect. Nevertheless, one should
look at the classical glass house problem to recapitulate some fundamental principles of
thermodynamics and radiation theory. In our technical paper the relevant radiation dynamics of the
atmospheric system are elaborated on and distinguished from the glass house set-up.
In section 2.1.5 many pseudo-explanations in the context of climatology are falsified by just three
fundamental observations of mathematical physics.
The Sun and radiation
A larger portion of the incoming sunlight lies in the infrared range than in the visible range. Most
papers that cover the supposed greenhouse effect completely ignore this important fact.
Especially on a hot summer’s day, every car driver knows about the greenhouse effect. One does
not need to be an expert in physics to explain immediately why the car gets so hot inside: The Sun
has heated the car's interior. However, it is a bit harder to answer the question why it is cooler
outside the car, although there the Sun shines onto the ground without obstacles. Undergraduate
students with standard physical recipes at hand can easily “explain" this kind of a greenhouse
effect.
On a hot summer afternoon, temperature measurements inside and outside a car were performed
with a standard digital thermometer. These measurements are recommended to every climatologist
who believes in the CO2-greenhouse effect, because they show that the alleged effect has nothing
to do with trapped thermal radiation. Neither the infrared absorption nor reflection coefficient of
glass is relevant in this explanation of the real greenhouse effect, only the panes of glass hindering
the movement of air.
This text is a recommended reading for all global climatologists referring to the greenhouse effect:
It is not the “trapped" infrared radiation which explains the warming phenomenon in a real
greenhouse - it is the suppression of air cooling.
The fictitious atmospheric greenhouse effects
Depending on the particular school and the degree of popularization, the assumption that the
atmosphere is transparent to visible light but opaque to infrared radiation supposedly leads to
• a warming of the Earth's surface and/or
• a warming of the lower atmosphere and/or
• a warming of a certain layer of the atmosphere and/or
• a slow-down of the natural cooling of the Earth's surface
•
and so forth.
Sir David King, former science advisor of the British government, stated that “global warming is a
greater threat to humanity than terrorism”. In countless contributions to newspapers and TV shows
in Germany the popular climatologist Latif continues to warn the public about the consequences of
rising greenhouse gas (GHG) emissions. Yet even today it is impossible to find a book on nonequilibrium
thermodynamics or radiation transfer where this presumed effect is derived from first
principles.
The main objective of our paper is not to draw the line between error and fraud, only to find out
whether the greenhouse effect appears or disappears within the frame of physics. Therefore, in
Section 3.3 several different variations of the atmospheric greenhouse hypotheses are examined
and disproved. The authors restrict themselves to statements that appeared after a publication by
Lee in the well-known Journal of Applied Meteorology 1973, see Ref. [109] and references therein.
Lee's 1973 paper is a milestone. In the beginning Lee writes:
The so-called radiation `greenhouse' effect is a misnomer. Ironically, while the concept is
useful in describing what occurs in the earth's atmosphere, it is invalid for crypto-climates
created when space is enclosed with glass, e.g. in greenhouses and solar energy
collectors. Specifically, elevated temperatures observed under glass cannot be traced to
the spectral absorptivity of glass. The misconception was demonstrated experimentally by
R. W. Wood more than 60 years ago and recently in an analytical manner by Businger.
Fleagle and Businger devoted a section of their text to the point, and suggested that
radiation trapping by the earth's atmosphere should be called `atmosphere effect' to
discourage use of the misnomer. In spite of the evidence, modern textbooks on
meteorology and climatology not only repeat the misnomer, but frequently support the
false notion that `heat-retaining behavior of the atmosphere is analogous to what
happens in a greenhouse' (Miller, 1966). The mistake obviously is subjective, based on
similarities of the atmosphere and glass, and on the `neatness' of the example in
teaching. The problem can be rectified through straightforward analysis, suitable for
classroom instruction.
Lee continues his analysis with a calculation based on radiative balance equations, which are
physically questionable. The same holds for a comment by Berry on Lee's work. Nevertheless, Lee's
paper is a milestone, marking the day after every serious scientist or science educator is no longer
allowed to compare the greenhouse with the atmosphere, even in the classroom, which Lee
explicitly refers to.
In section 3.3 of our paper, many different versions of the atmospheric greenhouse conjecture are
examined and disproved. In conclusion, the authors observe the following:
• that even today the “atmospheric greenhouse effect" does not appear
- in any fundamental work on thermodynamics
- in any fundamental work on physical kinetics
- in any fundamental work on radiation theory
• that the definitions given in the literature beyond straight physics are very different and,
partly, contradict each other.
The conclusion of the US Department of Energy